Advertising Review
General Guidelines
****Jason* This page i’ll need your help on. The link for the pdfs and all that good stuff is https://clientportal.nldistributors.com/client-services/resources*****
This page contains resources intended to provide you with general guidelines to assist you with meeting your compliance responsibilities. These materials are provided for your use and reference and should not be disseminated to outside third parties. NLD reserves the right to remove, modify or revise the materials at any time.
NLD Advertising Manual
NLD Website Users Guide
NLD Website User Access Form
Shareholder Letter Requirements
Sample Performance Chart 11.11.2011
In order to view the online documents you need to have the free Adobe Acrobat Reader software.
Advertising Review Instructions
Use the links at the top to navigate the online resources that have been made available to you. Depending on your level of access, you can submit new marketing materials to Northern Lights Distributors, LLC (NLD) for review, access previously reviewed marketing materials, or look up agreements maintained by NLD relating to your fund(s).
You are also able to review resources NLD has available or sign up for email notifications when new agreements affecting your fund(s) are established. To sign up for email notifications, use the Settings option in the dropdown menu under your name.
If you have any questions or need assistance using the website, please contact your assigned Compliance Specialist.